-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEWHQSI5jizPHQxeJbCaMstloS3djMbv/eQmVh35rIHfsxkiiBJJVpmVZ365n+SM 0FrSC3S76qSzF2W56yv61w== 0000950134-02-001186.txt : 20020414 0000950134-02-001186.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950134-02-001186 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020213 GROUP MEMBERS: JACKIE NIXON-FULTON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUMINEX CORP CENTRAL INDEX KEY: 0001033905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 742747608 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60917 FILM NUMBER: 02541394 BUSINESS ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD STREET 2: 512-219-8020 CITY: AUSTIN STATE: TX ZIP: 78727 MAIL ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD CITY: AUSTIN STATE: TX ZIP: 78727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FULTON ROBERT JERROLD CENTRAL INDEX KEY: 0001134964 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 305 EVERGREEN TRAIL CITY: CEDAR HILL STATE: TX ZIP: 75104 BUSINESS PHONE: 9722915523 MAIL ADDRESS: STREET 1: 305 EVERGREEN TRAIL CITY: CEDAR HILL STATE: TX ZIP: 75104 SC 13G/A 1 d94236a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) ---------------- LUMINEX CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 55027E 10 2 (Cusip Number) December 31, 2001 (Date of Event Which Requires Filing of this Statement) ----------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP No. 55027E 10 2 SCHEDULE 13G (cover page continued) 1. NAME OF REPORTING PERSON Robert Jerrold Fulton S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States 5. SOLE VOTING POWER None NUMBER OF SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 1,415,500 /1/ EACH REPORTING PERSON 7. SOLE DISPOSITIVE POWER None 8. SHARED DISPOSITIVE POWER 1,415,500 /1/ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,415,500 /1/ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.9% 12. TYPE OF REPORTING PERSON IN /1/ 1,078,000 are owned by the Fulton Family Partners, Ltd. and 337,500 shares are owned by J & J Partners, Ltd., of which both partnerships are controlled by Robert Jerrold Fulton, General Partner and Jackie Nixon-Fulton, General Partner. Page 2 of 6 Pages CUSIP No. 55027E 10 2 SCHEDULE 13G (cover page continued) 1. NAME OF REPORTING PERSON Jackie Nixon-Fulton S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (C) [ ] (D) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States 5. SOLE VOTING POWER None NUMBER OF SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 1,415,500 /1/ EACH REPORTING PERSON 7. SOLE DISPOSITIVE POWER None 8. SHARED DISPOSITIVE POWER 1,415,500 /1/ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,415,500 /1/ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.9 % 12. TYPE OF REPORTING PERSON IN /1/ 1,078,000 are owned by the Fulton Family Partners, Ltd. and 337,500 shares are owned by J & J Partners, Ltd., of which both partnerships are controlled by Robert Jerrold Fulton, General Partner and Jackie Nixon-Fulton, General Partner. Page 3 of 6 Pages SCHEDULE 13G ITEM 1(A). NAME OF ISSUER: Luminex Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 12212 Technology Blvd., Austin, Texas 78727 ITEM 2(A). NAME OF PERSONS FILING: Robert Jerrold Fulton and Jackie Nixon-Fulton ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 305 Evergreen Trail, Cedar Hill, Texas 75104 ITEM 2(C). CITIZENSHIP: United States ITEM 2(D). TITLE OF CLASS OR SECURITIES: Common Stock, $0.001 par value ITEM 2(E). CUSIP NUMBER: 55027E 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B), (A) [ ] BROKER OR DEALER REGISTERED UNDER THE ACT (B) [ ] BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT (C) [ ] INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT (D) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT (E) [ ] INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940 (F) [ ] EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR ENDOWMENT FUND; SEE SECTION 240.13D-(B)(1)(II)(F) (G) [ ] PARENT HOLDING COMPANY, IN ACCORDANCE WITH SECTION 240.13D-1(B)(II)(G); SEE ITEM 7 (H) [ ] GROUP, IN ACCORDANCE WITH SECTION 240.13D-1(B)(1) (II)(H) ITEM 4. OWNERSHIP: (A) AMOUNT BENEFICIALLY OWNED: 1,415,500 shares of which 1,078,000 are owned by the Fulton Family Partners, Ltd. and 337,500 shares are owned by J & J Partners, Ltd., of which both partnerships are controlled by Robert Jerrold Fulton, General Partner and Jackie Nixon-Fulton, General Partner. (B) PERCENT OF CLASS: 4.9 % Page 4 of 6 Pages SCHEDULE 13G (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: -0- (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 1,415,500 (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: -0- (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 1,415,500 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Pages SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Robert Jerrold Fulton ---------------------------------- Robert Jerrold Fulton Date: 8 February 2002 /s/ Jackie Nixon-Fulton ---------------------------------- Jackie Nixon-Fulton Date: 8 February 2002 Page 6 of 6 Pages INDEX TO EXHIBITS
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99.1 JOINT FILING AGREEMENT
EX-99.1 3 d94236a1ex99-1.txt JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock of Luminex Corporation and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof each of the undersigned, being duly authorized, hereby execute this Agreement on the date set forth opposite his or her name. /s/ Robert Jerrold Fulton ---------------------------------- Robert Jerrold Fulton Date: 8 February 2002 /s/ Jackie Nixon-Fulton ---------------------------------- Jackie Nixon-Fulton Date: 8 February 2002 -----END PRIVACY-ENHANCED MESSAGE-----